DISCLOSURES REQUIRED IN TERMS OF THE FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT 37 OF 2002
| 1. Status of Financial Services Provider in terms of the FAIS Act |
| MMCP Fund Managers (Pty) Ltd is an authorised Financial Service Provider, Company Registration number 2011/134561/07, FAIS License number 48933
Nthabiseng Mokone, is a representative of MMCP (Pty) Ltd, and as such participates in the decision making and management of the organisation. |
| 2. Personal Contact Particulars: | 3. Remuneration |
| Nthabiseng Mokone
Cell No: 083 452 7367 Facsimile No: 086 670 8836 E-mail: nthabiseng.mokone@mmcpadvisors.co.za |
Nthabiseng Mokone is a director and founder of MMCP Fund Managers (Pty) Ltd and receives incentive remuneration based on individual and company performance. |
| 4. FSP Office Contact Particulars | |
| 57 Kyalami Blvd, Kyalami Business Park, Midrand, 1685
Posnet Suite 228, Private Bag X1007, Lyttleton, 0410 Cell No: 083 452 7367 Facsimile No: 086 670 8836 E-mail: nthabiseng.mokone@mmcpadvisors.co.za |
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| 5.Responsible Key Individual Contact Particulars |
| Mojalefa Isaiah Motlhamme
Cell No: 061 316 6461 Telephone No: none Facsimile No: None E-mail: mojalefa@bluorange.biz |
| 6.Represantatives Contact Particulars |
| Nthabiseng Mokone
Cell No: 083 452 7367 Telephone No: 011 267 0520 Facsimile No: 086 670 8836 E-mail: nthabiseng.mokone@mmcpadvisors.co.za |
| 7. Qualifications and Memberships | |
| Nthabiseng Dinah Mokone is a Chartered Accountant (CA SA), has a B Com, B Com Honrs, B-BBEE MD and RE01 and RE05 | |
| Total Experience in the Financial Services Industry | 14 years (2004 to date) |
| Regulatory Examinations | Ms. Mokone has completed and passed the required regulatory examinations (RE1 and RE5) |
| 7. Independent Status of MMCP Fund Managers (Pty) Ltd and Professional Indemnity Insurance |
| MMCP Fund Managers (Pty) Ltd is not specifically tied with the one product provider and is authorized to place business with any product provider. MMCP Fund Managers (Pty) Ltd has one representative who renders financial advice and intermediary services. MMCP Fund Managers (Pty) Ltd has no financial interest in any product suppliers. MMCP Fund Managers (Pty) Ltd accepts responsibility for the actions of the abovementioned representative acting within the mandates listed below. MMCP Fund Managers (Pty) Ltd does net yet have professional indemnity insurance in place. MMCP Fund Managers (Pty) Ltd has implemented a conflict of interest management policy as required by FAAIS and the General Code of Conduct. A copy of this said policy is available to clients at our offices. |
| 8. Authorisation | ||
| Nthabiseng Mokone is authorised to render intermediary services on the following products:- | ||
| Advice | Intermediary | |
| Long-Term Insurance: Category A | √ | √ |
| Short-Term Insurance: Personal Lines | √ | √ |
| Long-Term Insurance: Category B1 | √ | √ |
| Long-Term Insurance: Category B2 | √ | √ |
| Long-Term Insurance: Category C | √ | √ |
| Retail Pension Benefits | √ | √ |
| Short-Term Insurance: Commercial Lines | √ | √ |
| Pension Fund Benefits (excluding Retail) | √ | √ |
| Participatory interest in Collective Schemes | √ | √ |
| Friendly Society Benefits | √ | √ |
| 9. Complaints Procedures |
| If you have a complaint, please contact MMCP Fund Managers (Pty) Ltd. The complaints officer (Ms. Nthabiseng Mokone) will assist you to address the concerns you have. Please note that in terms of the FAIS act, all complaints must be addressed to us in writing and may be handed in at our office. Should we not be able to address the concerns to your satisfaction, you may wish to lodge a complaint with any of the Ombudsmen whose detail appear below, but in particular with the FAIS Ombud. If you wish to learn more about our complaints policy and procedure, please contact us on our office telephone no., fax no. or via e-mail. |
| 10. MMCP Fund Managers (Pty) Ltd Complaints department |
| Nthabiseng Mokone
Cell No: 083 452 7367 Facsimile No: 086 670 8836 E-mail: nthabiseng.mokone@mmcpadvisors.co.za www.mmcpadvisors.co.za |
| 11. MMCP Fund Managers (Pty) Ltd T/A MMCP Wealth Compliance Officer’s Details | |
| Mr. Mosefe Masemola
Mosefe Masemola Consulting Services (Pty) Ltd Compliance Practice Number 6605 Telephone No: 082 509 1115 Facsimail No: None |
Menlyn Maine.
210 Amarand Avenue Corner January Masilela and Mercy Waterkloof Glen Ext 2 Pretoria, 0181 |
| 12. FAIS Ombud Details for all FAIS advice related complaints | |
| The Customer Contact Division
The FAIS Ombud Celtis House Eastwood Office Park Lynnwood Pretoria |
PO Box 74571
Lynnwood Ridge 0040
Telephone No: 0860 FAISOM (0860 324 766) E-mail: info@faisombud.co.za |