Company Disclosure

DISCLOSURES REQUIRED IN TERMS OF THE FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT 37 OF 2002

 

1.  Status of Financial Services Provider in terms of the FAIS Act
MMCP Fund Managers (Pty) Ltd is an authorised Financial Service Provider, Company Registration number 2011/134561/07, FAIS License number 48933

 

Nthabiseng Mokone, is a representative of MMCP (Pty) Ltd, and as such participates in the decision making and management of the organisation.

 

2.  Personal Contact Particulars: 3.  Remuneration
Nthabiseng Mokone

Cell No:  083 452 7367

Facsimile No: 086 670 8836

E-mail: nthabiseng.mokone@mmcpadvisors.co.za

Nthabiseng Mokone is a director and founder of MMCP Fund Managers (Pty) Ltd and receives incentive remuneration based on individual and company performance.

 

4. FSP Office Contact Particulars
57 Kyalami Blvd, Kyalami Business Park, Midrand, 1685

Posnet Suite 228, Private Bag X1007, Lyttleton, 0410

Cell No:  083 452 7367

Facsimile No: 086 670 8836

E-mail: nthabiseng.mokone@mmcpadvisors.co.za

 

5.Responsible  Key Individual Contact Particulars
Mojalefa Isaiah Motlhamme

Cell No:  061 316 6461

Telephone No: none

Facsimile No: None

E-mail: mojalefa@bluorange.biz

 

6.Represantatives Contact Particulars
Nthabiseng Mokone

Cell No:  083 452 7367

Telephone No: 011 267 0520

Facsimile No: 086 670 8836

E-mail: nthabiseng.mokone@mmcpadvisors.co.za

 

7.  Qualifications and Memberships
Nthabiseng Dinah Mokone is a Chartered Accountant (CA SA), has a B Com, B Com Honrs, B-BBEE MD and RE01 and RE05
Total Experience in the Financial Services Industry 14 years (2004 to date)
Regulatory Examinations Ms. Mokone has completed and passed the required regulatory examinations (RE1 and RE5)

 

7.  Independent Status of MMCP Fund Managers (Pty) Ltd and Professional Indemnity Insurance
MMCP Fund Managers (Pty) Ltd is not specifically tied with the one product provider and is authorized to place business with any product provider. MMCP Fund Managers (Pty) Ltd has one representative who renders financial advice and intermediary services.  MMCP Fund Managers (Pty) Ltd has no financial interest in any product suppliers.  MMCP Fund Managers (Pty) Ltd accepts responsibility for the actions of the abovementioned representative acting within the mandates listed below.  MMCP Fund Managers (Pty) Ltd does net yet have professional indemnity insurance in place.  MMCP Fund Managers (Pty) Ltd has implemented a conflict of interest management policy as required by FAAIS and the General Code of Conduct.  A copy of this said policy is available to clients at our offices.

 

8. Authorisation
Nthabiseng Mokone is authorised to render intermediary services on the following products:-
Advice Intermediary
Long-Term Insurance: Category A
Short-Term Insurance: Personal Lines
Long-Term Insurance: Category B1
Long-Term Insurance: Category B2
Long-Term Insurance: Category C
Retail Pension Benefits
Short-Term Insurance: Commercial Lines
Pension Fund Benefits (excluding Retail)
Participatory interest in Collective Schemes
Friendly Society Benefits

 

9. Complaints Procedures
If you have a complaint, please contact MMCP Fund Managers (Pty) Ltd.  The complaints officer (Ms. Nthabiseng Mokone) will assist you to address the concerns you have. Please note that in terms of the FAIS act, all complaints must be addressed to us in writing and may be handed in at our office. Should we not be able to address the concerns to your satisfaction, you may wish to lodge a complaint with any of the Ombudsmen whose detail appear below, but in particular with the FAIS Ombud. If you wish to learn more about our complaints policy and procedure, please contact us on our office telephone no., fax no. or via e-mail.

 

10. MMCP Fund Managers (Pty) Ltd Complaints department
Nthabiseng Mokone

Cell No:  083 452 7367

Facsimile No: 086 670 8836

E-mail: nthabiseng.mokone@mmcpadvisors.co.za

www.mmcpadvisors.co.za

 

 

11.  MMCP Fund Managers (Pty) Ltd T/A MMCP Wealth Compliance Officer’s Details
Mr. Mosefe Masemola

Mosefe Masemola Consulting Services (Pty) Ltd

Compliance Practice Number 6605

Telephone No: 082 509 1115

Facsimail No: None

Menlyn Maine.

210 Amarand Avenue

Corner January Masilela and Mercy

Waterkloof Glen Ext 2

Pretoria, 0181

 

 

12.  FAIS Ombud Details for all FAIS advice related complaints
The Customer Contact Division

The FAIS Ombud

Celtis House

Eastwood Office Park

Lynnwood

Pretoria

PO Box 74571

Lynnwood Ridge

0040

 

Telephone No: 0860 FAISOM (0860 324 766)

E-mail: info@faisombud.co.za